Brown Rudnick Insights

2/11/2025 8:23:13 PM

Ninth Circuit Requires Traceability for Securities Act Claims Arising From Direct Listings

By Jonathan Richman

The U.S. Court of Appeals for the Ninth Circuit recently held that purchasers of shares sold to the public through a direct listing...

1/15/2025 2:09:41 PM

By James Bedar John Cushing Philip Flink +1 more...

As we begin 2025, many public companies are turning their attention to drafting their annual Form 10-K. A significant portion of the...

12/12/2024 8:34:35 PM

By Jonathan Richman

The U.S. Court of Appeals for the Fifth Circuit, sitting en banc, vacated the Securities and Exchange Commission’s approval of proposed...

12/12/2024 5:24:04 PM

By Jonathan Richman

After having tantalized the securities bar by agreeing to review two Ninth Circuit decisions reversing the dismissals of securities class...

12/5/2024 9:13:37 PM

By Daniel Sachs

Kiromic BioPharma Inc. (the Company), its former CEO, Maurizio Chiriva-Internati and former CFO Tony Tontat admitted to raising $40...

12/5/2024 6:04:16 PM

By Jonathan Richman

A Florida federal court recently denied a motion to dismiss a securities class action against Target Corp. arising from a customer...

2/17/2023 11:08:00 PM

By Ivan Chaykovisky

Associate Ivan Chaykovskiy co-authored an article published in the February issue of the Orange County Lawyer entitled “The Howey Test...

12/13/2021 9:49:00 AM

By Neil Foster

Partner Neil Foster authored an article for Solicitors Journal entitled “How innovation can help tackle climate change.” In the Dec. 6...