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Team Archive Subscribe
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    12 results for: capital markets
    Fourth Circuit Holds That Short-Seller Report Does Not Establish Loss Causation for Securities Claims
    4/9/2025 5:32:36 PM

    Fourth Circuit Holds That Short-Seller Report Does Not Establish Loss Causation for Securities Claims

    By Jonathan Richman
    The U.S. Court of Appeals for the Fourth Circuit recently affirmed the dismissal of a securities class action for failure to plead loss...
    3
    3
    New PTAB Ruling Highlights Critical IPR Petition Requirements: Consistency Between PTAB and District Court Proceedings
    3/24/2025 6:05:50 PM

    New PTAB Ruling Highlights Critical IPR Petition Requirements: Consistency Between PTAB and District Court Proceedings

    By Erick Robinson
    The United States Patent and Trademark Office (USPTO) recently designated a significant Patent Trial and Appeal Board (PTAB) decision as...
    7
    7
    Navigating the Post‑Kroy PTAB Landscape: Strategic Guidelines for Patent Owners
    3/20/2025 3:23:06 PM

    Navigating the Post‑Kroy PTAB Landscape: Strategic Guidelines for Patent Owners

    By Erick Robinson
    The Federal Circuit’s Feb. 10, 2025 decision in Kroy IP Holdings, LLC v. Groupon, Inc. fundamentally shifts the interplay between...
    10
    10
    Coinbase Investor Dismisses Class Action After Ninth Circuit Ruling Requiring Traceability for Securities Act Claims Arising From Direct Listings
    3/6/2025 8:47:16 PM

    Coinbase Investor Dismisses Class Action After Ninth Circuit Ruling Requiring Traceability for Securities Act Claims Arising From Direct Listings

    By Jonathan Richman
    A Coinbase investor voluntarily dismissed a putative class action against Coinbase arising from shares issued through a direct listing,...
    4
    4
    Ninth Circuit Requires Traceability for Securities Act Claims Arising From Direct Listings
    2/11/2025 8:23:13 PM

    Ninth Circuit Requires Traceability for Securities Act Claims Arising From Direct Listings

    By Jonathan Richman
    The U.S. Court of Appeals for the Ninth Circuit recently held that purchasers of shares sold to the public through a direct listing...
    1
    2
    3
    Five Risk Factors to Consider for Upcoming 10-Ks
    1/15/2025 2:09:41 PM

    Five Risk Factors to Consider for Upcoming 10-Ks

    By James Bedar John Cushing Philip Flink
    As we begin 2025, many public companies are turning their attention to drafting their annual Form 10-K. A significant portion of the...
    27
    27
    En Banc Fifth Circuit Court of Appeals Rejects Nasdaq’s Board-Diversity Rules
    12/12/2024 8:34:35 PM

    En Banc Fifth Circuit Court of Appeals Rejects Nasdaq’s Board-Diversity Rules

    By Jonathan Richman
    The U.S. Court of Appeals for the Fifth Circuit, sitting en banc, vacated the Securities and Exchange Commission’s approval of proposed...
    1
    3
    4
    And Then There Were None:  Supreme Court Dismisses Review of Second Securities Case
    12/12/2024 5:24:04 PM

    And Then There Were None: Supreme Court Dismisses Review of Second Securities Case

    By Jonathan Richman
    After having tantalized the securities bar by agreeing to review two Ninth Circuit decisions reversing the dismissals of securities class...
    2
    2
    AI Biotech CEO Admits to Raising $40M Without Disclosing Clinical Holds
    12/5/2024 9:13:37 PM

    AI Biotech CEO Admits to Raising $40M Without Disclosing Clinical Holds

    By Daniel Sachs
    Kiromic BioPharma Inc. (the Company), its former CEO, Maurizio Chiriva-Internati and former CFO Tony Tontat admitted to raising $40...
    42
    213
    255
    Florida Court Denies Dismissal of Securities Suit Arising From Target’s 'Pride Month' Campaign
    12/5/2024 6:04:16 PM

    Florida Court Denies Dismissal of Securities Suit Arising From Target’s 'Pride Month' Campaign

    By Jonathan Richman
    A Florida federal court recently denied a motion to dismiss a securities class action against Target Corp. arising from a customer...
    3
    3
    In OC Lawyer Magazine, Associate Ivan Chaykovskiy Examine Challenges of Crypto Regulation
    2/17/2023 11:08:00 PM

    In OC Lawyer Magazine, Associate Ivan Chaykovskiy Examine Challenges of Crypto Regulation

    By Ivan Chaykovisky
    Associate Ivan Chaykovskiy co-authored an article published in the February issue of the Orange County Lawyer entitled “The Howey Test...
    Neil Foster Pens Article for Solicitors Journal on Helping Innovators Fight Climate Change
    12/13/2021 9:49:00 AM

    Neil Foster Pens Article for Solicitors Journal on Helping Innovators Fight Climate Change

    By Neil Foster
    Partner Neil Foster authored an article for Solicitors Journal entitled “How innovation can help tackle climate change.” In the Dec. 6...